SEC Cybersecurity Compliance Services for Investment Firms

Strengthen cybersecurity governance, board oversight, and regulatory readiness with clear, defensible guidance for investment firms. Tyson Martin helps leadership teams translate cyber risk into actionable decisions, improve reporting, prepare for scrutiny, and establish accountable execution without slowing business operations. Services support SEC cybersecurity disclosure expectations, risk oversight, incident preparedness, and ongoing executive accountability.

Advisor presenting cybersecurity compliance guidance to investment firm executives and board leaders

Our SEC Cybersecurity Compliance Services

Governance, advisory, assessment, and preparedness services designed to help investment firms oversee cyber risk with confidence.

Fractional CISO Leadership

Ongoing senior security leadership for regulated organizations needing stronger regulatory posture, board reporting, evidence of duty of care, and support during examiner or auditor scrutiny.

Board Risk Advisory

Independent guidance for boards and executives through plain-English reporting, between-meeting advisory access, CISO report validation, and monitoring of regulatory and threat developments.

Cybersecurity Program Assessment

A structured review of security maturity, risk reduction, ownership, metrics, and exceptions that produces a prioritized remediation roadmap and board-ready summary.

Crisis Preparedness Exercises

Customized tabletop exercises, incident response readiness reviews, disclosure rehearsal, and backup and restore validation that clarify responsibilities before a cyber incident occurs.

Board Cyber Risk Briefing

Plain-English board updates that translate technical exposure into business impact, disclosure obligations, vendor concentration, and decisions directors can act upon.

Third-Party Risk Reporting

Board-level visibility into vendor criticality, concentration, business impact, exposure trends, and the relationships creating the greatest cyber risk.

Clear Risk Governance

Make SEC Cyber Oversight Defensible

Investment firms need more than technical controls; they need governance that directors, executives, auditors, and regulators can understand and inspect. Tyson Martin connects cybersecurity priorities to decision rights, board reporting, incident readiness, and accountable execution. The result is a clearer view of changing risk, stronger preparation for SEC disclosure expectations, and practical oversight that supports confident decisions without slowing the business.

Board-level cybersecurity risk report prepared for an investment firm
Built For Accountability

Governance That Holds

See how clearer oversight, credible reporting, and executable priorities support stronger technology and cyber risk decisions.

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"We recently worked with Tyson Martin on an engagement, and it was a great experience. He helped us run a full technical audit, identified key gaps, and created a clear plan to modernize our systems and processes. Tyson is hands-on, easy to work with, and brings real technical and leadership..."

Andrei Stefan

"Tyson's impact has been immediately clear. Before working with him, we were struggling with outdated processes that created inefficiencies across our organization, and his unbiased third party perspective helped us quickly identify issues and develop a clear, actionable plan for improvement. Based on our experience so far, I would recommend..."

Jennifer Munson

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner
Chris Hetner

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"We recently worked with Tyson Martin on an engagement, and it was a great experience. He helped us run a full technical audit, identified key gaps, and created a clear plan to modernize our systems and processes. Tyson is hands-on, easy to work with, and brings real technical and leadership..."

Andrei Stefan

"Tyson's impact has been immediately clear. Before working with him, we were struggling with outdated processes that created inefficiencies across our organization, and his unbiased third party perspective helped us quickly identify issues and develop a clear, actionable plan for improvement. Based on our experience so far, I would recommend..."

Jennifer Munson

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner
Chris Hetner

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"We recently worked with Tyson Martin on an engagement, and it was a great experience. He helped us run a full technical audit, identified key gaps, and created a clear plan to modernize our systems and processes. Tyson is hands-on, easy to work with, and brings real technical and leadership..."

Andrei Stefan

"Tyson's impact has been immediately clear. Before working with him, we were struggling with outdated processes that created inefficiencies across our organization, and his unbiased third party perspective helped us quickly identify issues and develop a clear, actionable plan for improvement. Based on our experience so far, I would recommend..."

Jennifer Munson

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner

"What sets Tyson apart is his ability to translate cybersecurity into strategic growth language for boards. He builds frameworks that don't just mitigate risk, they enable competitive advantage. He's exactly who you want guiding your organization in high-trust environments."

Chris Hetner
Chris Hetner
The Tyson Martin Difference

Why Choose Tyson Martin?

Independent cybersecurity guidance for boards and executive teams responsible for defensible risk oversight.

Board Perspective

Plain-English reporting helps directors understand risk, decisions, trends, and accountability without technical noise.

Regulated Expertise

Experience supporting regulated industries and complex governance needs helps align oversight with SEC expectations.

Independent Judgment

Independent validation creates a clearer view of whether security reporting matches the underlying program and risk.

Actionable Execution

Clear priorities, decision rights, and measurable ownership help investment firms move from discussion to accountable action.

Meet The Cybersecurity Advisor

One experienced advisor for board oversight, executive decisions, and security leadership.

Tyson Martin, Board Advisor and Virtual CISO

Tyson Martin

Board Advisor, Interim CISO/CIO/CDO, Fractional Executive

Tyson Martin helps boards and executive teams reduce technology and cyber risk without slowing business operations by clarifying decision rights, tightening governance, and building inspectable execution frameworks. He serves as a board advisor, director candidate, and steps in as interim or fractional CISO, CIO, or Chief Digital Officer when organizations need stability quickly. His background includes leading security and technology transformation across enterprise environments at AWS and global brands such as Home Depot and Best Buy. He brings particular expertise in helping Chicago-area organizations navigate the complex regulatory requirements across financial services, healthcare, and retail sectors. Tyson is an active contributor to the National Association of Corporate Directors, serves on the National Retail Federation CISO Executive Committee, contributes to the World Economic Forum's Centre for Cybersecurity, and served as ISC2 Richmond Board President. He holds CISSP certification and has completed executive programs at Carnegie Mellon University, Harvard Business School, MIT, and through leading technology companies including Google, Amazon, and Microsoft.

Frequently Asked Questions

What are SEC cybersecurity compliance services for investment firms?

These services help investment firms establish defensible cybersecurity governance, oversight, reporting, and incident preparedness aligned with SEC cybersecurity disclosure expectations. Support may include board and audit-committee reporting, risk assessments, policy and decision-rights work, crisis exercises, third-party risk reporting, and leadership advisory. The focus is connecting cyber risk to accountable business decisions rather than treating compliance as a purely technical exercise.

How can a board demonstrate cybersecurity oversight?

What does SEC Item 1.05 require after a material cybersecurity incident?

Can a fractional CISO support an investment firm’s SEC readiness?

What is included in a cybersecurity program assessment?

How do board cyber risk briefings improve SEC compliance governance?

Why should investment firms address third-party cyber risk?

How can an investment firm prepare its board for a cyber incident?

Still Have Cybersecurity Questions?

Talk with Tyson Martin about clearer oversight, reporting, and SEC readiness.

Credentials & Memberships

Awards and Recognition

CISSP cybersecurity certification credential

CISSP

Cybersecurity certification held by Tyson Martin.

ISC2 Certified cybersecurity credential

ISC2 Certified

Certification listed for Tyson Martin.

National Association of Corporate Directors membership emblem

National Association of Corporate Directors (NACD)

Membership and active contribution with NACD.

National Retail Federation CISO Executive Committee membership

National Retail Federation CISO Executive Committee

Appointment to the NRF CISO Executive Committee.

World Economic Forum Centre for Cybersecurity affiliation

World Economic Forum Centre for Cybersecurity

Active contributor to the Centre for Cybersecurity.

Build A More Defensible Cyber Program

Share your priorities and receive a focused conversation about SEC cybersecurity governance, board oversight, and executive accountability.

Contact Us Today

For immediate assistance, feel free to give us a direct call at +1 (802) 430-9200. You can also send us a quick email at tyson.martin@gmail.com.